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 Wealth Management | 24

Customer's Declarations

We, the Account Holder (and the Customer as defined in the Bank's General Terms), declare and confirm to the Bank as follows:

Maintenance and Operation of Account

1.

We undertake to complete, sign and submit the relevant agreements (including but not limited to the

Agreement(s)), forms and/or documents to the Bank as may be required by the Bank to provide the relevant Services to us and to open and maintain the Account. We may request and instruct the Bank to open multiple sub-accounts under one main account, in which case references to the "Account" in the Agreement(s) shall mean each and all of such sub-Accounts, as 2.

applicable in the circumstances or otherwise advised by the Bank. We may from time to time request and

instruct the Bank to open such sub-Accounts, in which case we will not submit new application forms to the

Bank for such purpose, and we therefore acknowledge and agree as follows:

(a) We will issue Instructions to the Bank each time we wish to open a sub-Account or sub-Accounts under the Account (one main account) and such Instructions shall be in such form as may be required by the Bank:

(b) The terms and conditions of the Agreement(s) will apply to and govern all sub-Accounts, including in respect of requests and Instructions to open sub-Accounts, and we are accordingly bound by the same terms and conditions in respect of all sub-Accounts, unless otherwise intended and unless

there are particular terms and conditions which apply only to certain Services or Facilities;

(c) Unless otherwise agreed or advised by the Bank in respect of any sub-Account, we undertake to submit a Client Investment Profile to the Bank for each sub-Account, which may have a different Recommended Investment Risk Profile (as referred to in the Client Investment Profile);

(d) Unless otherwise specifically instructed to the Bank in the Written/Signing Authority specified in the Written/Signing Authority for Account section of this Application Form and in a Power of Attorney (where applicable) or otherwise notified to the Bank in such form as may be required by the Bank (as amended, supplemented or updated in such form as may be required by the Bank) will apply to all the sub-Accounts;

(e)

The information, declarations, consents, undertakings, authorisations, representations, warranties, indemnities and other confirmations in the documents which we provide, sign and/or submit in respect of the Account shall apply to all sub-Accounts, unless otherwise intended or specifically indicated to the contrary. Notwithstanding this, we agree to provide, sign and/or submit any documents which the Bank may require at any time;

(F)

3.

We undertake to notify the Bank in writing if any Instructions given to the Bank are applicable only in respect of any one or more of the sub-Accounts, and we agree that such notice to the Bank shall be effective only upon actual receipt thereof by the Bank. We also agree that, in the absence of such notice, and prior to actual receipt of such notice, the Bank may act on Instructions as though they were to apply to all the sub-Accounts and the Bank shall not be held liable or responsible in any way whatsoever for so acting in good faith;

(g) We understand and accept that compliance with our request and Instructions to open sub-Accounts is at the Bank's sole and absolute discretion and that the Bank reserves all rights not to act upon such request and Instructions; and (h)

None of the Bank's Parties shall be responsible or liable in any way for any direct or indirect consequences of our request and Instructions to open sub-Accounts, and we will fully and completely indemnify upon demand and hold each of the Bank's Parties harmless from and against any loss, liability, claim, damage or expense (including legal fees and expenses on a full indemnity

basis) which may be suffered or incurred by any or all of the Bank's Parties acting in good faith as a result of or in connection with such request and Instructions. Where we are the beneficial owner of the assets in the Account, we confirm and undertake that the Account shall be maintained and operated, and all the Transactions contemplated in the Account shall be effected. solely for our benefit and not for the benefit of any other person.

Part 4 - Declarations and Signature

I understand that the information supplied by me is covered by the full provisions of the terms and conditions governing the Account Holder's

relationship with Royal Bank of Canada, Hong Kong Branch setting out how Royal Bank of Canada, Hong Kong Branch may use and share the

information supplied by me.

I acknowledge and agree that (a) the information contained in this form is collected and may be kept by Royal Bank of Canada, Hong Kong Branch for the purpose of automatic exchange of financial account information; (b) such information and information regarding the Controlling Person and any reportable account(s) may be reported by Royal Bank of Canada, Hong Kong Branch to the Inland Revenue Department of the Government of the Hong Kong Special Administrative Region and exchanged with the tax authorities of another jurisdiction or jurisdictions in which the Controlling Person may be resident for tax purposes, pursuant to the legal provisions for exchange of financial account information provided under the Inland Revenue Ordinance (Cap. 112); and (c) such information and information regarding the Controlling Person and any reportable account(s) may be provided by Royal Bank of Canada, Hong Kong Branch to other entities within the Bank of Canada group and then disclosed by any such entity as it shall deem appropriate or necessary to any governmental, regulatory, public or tax authorities or official agencies or bodies of any jurisdiction (collectively "Regulators") or directly to any Regulator, where the information is required or requested from such entity by any Regulator pursuant to any judgement, decree, direction, orders, legal process, laws, by-laws, regulation, request or direction, including for the purpose of satisfying any legal or regulatory requirements in relation to the exchange of financial account information prevailing in such jurisdiction(s).

I further acknowledge and consent to Royal Bank of Canada, Hong Kong Branch to disclose the information supplied by me to the Regulators through a third party service provider or agent or contractor of Royal Bank of Canada, Hong Kong Branch for such disclosure or reporting purposes or related purposes or any other person whom Royal Bank of Canada, Hong Kong Branch appoints or utilises or requires assistance of for such purposes.

I certify that I am the Controlling Person (or am authorised to sign for and on behalf of the Controlling Person) of all the account(s) held by the Entity Account Holder(s) to which this form relates. I represent and further certify to Royal Bank of Canada, Hong Kong Branch that for so long as each of the Entity Account Holder(s) has an account at Royal Bank of Canada, Hong Kong Branch or any of its affiliates, each of the Entity Account Holder(s) has filed and will continue to file truthfully all necessary tax returns, forms and disclosures with respect to all of its transactions and accounts at Royal Bank of Canada, Hong Kong Branch or its affiliates with each taxation authority having jurisdiction over its tax affairs by reason of its jurisdiction, residence or domicile.

I undertake to advise Royal Bank of Canada, Hong Kong Branch within 30 days any change in circumstances which affects the tax residency

status of the individual identified in Part 1 of this form or causes the information contained herein to become incorrect or incomplete, and to

provide Royal Bank of Canada, Hong Kong Branch with a suitably updated Controlling Person Tax Residency Self-Certification Form and Declaration (or other form as appropriate) within 30 days of such change in circumstances. I declare that the information given and all statements made in this form are, to the best of my knowledge and belief, true, correct and complete.

Signature

Date (dd/mm/yyyy)*

Print full name CHEN, TING-CHANG

陳先生

Note: If you are not the Controlling Person please indicate the capacity in which you are signing the form. If signing under

attorney please also attach a certified copy of the power of attorney.

Capacity*

a power of

WARNING: It is an offence under section 80(2E) of the Inland Revenue Ordinance (Cap. 112) if any person, in making a self certification, makes a statement that is misleading, false or incorrect in a material particular AND knows, or is reckless as to whether, the statement is misleading, false or incorrect in a material particular. A person who commits the offence is liable on conviction to a fine at level 3 (i.e. HKD$10,000).

Controlling Person Tax Residency Self-Certification Form

Page 4 of 9

RBC HK 08/2019

公司名稱

Wealth Management | 23

營業額

in good faith on or pursuant to any Instructions given or purportedly given, or signed or purportedly signed, by the Authorised Person(s) on behalf of the Organisation by any means and in any manner and in any circumstances described in the Written/Signing Authority, the General Terms and any Agreement(s);

(8) That the Bank be furnished with a copy of the Organisation's Memorandum and Articles of Association, byelaws or other constitutional documents of the Organisation and with certified copies of any amending special resolutions that may from time to time be passed;

(9)

That a copy of any resolutions of the Board/Organisation if purporting to be certified as correct by the

Chairman of the Meeting and the Secretary or one of the Directors, Partners or Officers (whichever is

appropriate) shall as between the Bank and the Organisation be conclusive evidence of the passing of the

resolutions so certified;

(10) That these resolutions be communicated to the Bank and remain in force until an amending resolution shall be passed and a copy thereof certified by the Chairman and the Secretary or one of the Directors, Partners or Officers (whichever is appropriate) shall be communicated to the Bank and after such notice has been

(11)

duly registered in the records of the Bank; That authority be and is hereby given for the common or corporate seal of the Organisation to be affixed

in accordance with the Organisation's constitutive documents to any document(s) where required by the Bank.

WE CERTIFY that the foregoing resolutions were duly passed in accordance with the Memorandum and Articles of Association (or other constitutional documents) of the Organisation and that they have been duly signed by the Chairman and entered in the minute book of the Organisation and have not been rescinded.

Dated this (Day)

day of (Month)

in (Year)

陳先生, 請簽中文簽名

Certified by

Signature

-#410. 謝謝!

X

Full Name Chairman of the Meeting

CHEN, TING-CHANG

陳先生

Please sign within the box

Signature

Full Name Secretary/Director (please

delete the inapplicable)

CHEN, TING-CHANG

陳先生

Please sign within the box

Nov 2021 Version

Account No.

(the "Account")

WRITTEN/SIGNING AUTHORITY (Please tick one)

the sole Attorney (1f there is only one Attorney)

any one Attorney

all Attorneys jointly any ( ) (Please indicate number) Attorneys jointly

others: (Please provide details in the box below)

SPECIMEN SIGNATURES OF ATTORNEYS (Individuals only)

Specimen signature

陳先生

Specimen signature

Full Name: CHEN, TING-CHANG

Full Name:

Specimen signature

Specimen signature

Full Name:

Full Name:

6 of 10 LPOA INDIVIDUAL

RBC HK 08/2019